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Compliance Officer

Legal & ComplianceNew York, NYFull-time$130,000 - $180,000

About the Role

We're looking for a Compliance Officer to help ensure Rapidtrade meets all regulatory requirements. You'll work with leadership and external counsel to build and maintain our compliance program as we scale.

What You'll Do

  • Develop and implement compliance policies and procedures
  • Monitor regulatory developments and assess their impact
  • Conduct compliance training for employees
  • Manage relationships with regulators and external auditors
  • Perform compliance risk assessments and audits
  • Review new products and features for regulatory compliance

What We're Looking For

  • 5+ years of compliance experience in financial services
  • Deep knowledge of SEC, FINRA, and state regulations
  • Experience with MSB licensing and AML/KYC requirements
  • Strong analytical and problem-solving skills
  • Excellent written and verbal communication
  • JD or relevant compliance certification (CAMS, etc.) preferred

Nice to Have

  • Experience with cryptocurrency regulations
  • Background in broker-dealer or RIA compliance
  • Experience building compliance programs from scratch
  • Knowledge of international regulatory frameworks

Apply Now

Ready to join our team? Send us your resume and a brief note about why you're interested.

Apply via Email

Benefits

  • Unlimited PTO
  • Equity + Bonus
  • 100% health coverage
  • 401(k) with 4% match
  • $5k learning budget
  • 16 weeks parental leave

Rapidtrade is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Don't see a perfect fit? We're always looking for talented people.

Send a general application →